NEXT-GEN SOFTWARE FOR
Onboarding & Operations
Guided onboarding workflows for middle-office, operations and compliance teams combined with automated onboarding, document completion and digital execution for investors.
Software for investor onboarding and compliance workflow management combined with guided investor onboarding & digital signing tools.
Set Up Custom Workflows for Investor Onboarding
Guided Investor Onboarding Experience
Subscription Document Completion & Automation
Industry Standard Document Execution via Docusign Integration
Collaboration Tools for Investors, Fund Managers, Fund Admins & Legal Counsel
Investor KYC / AML Documents & Workflows
Regulatory Accreditation Checks
Compliance Controls & Records
KYC / AML Workflows
Easily onboard investors & perform KYC / AML checks
- Capture investor details during the onboarding process
- Allow investors to upload required KYC / AML documentation via the Investor Portal
- Permit middle-office teams to review, flag and approve KYC / AML documents
- Optional logins for your 3rd party service providers e.g. fund admins and legal counsel
Regulatory Compliance
Investor accreditation & marketing compliance
- Configure regulatory accreditation user journeys based investor country, investor categories (e.g. MiFID Professional Investor in the E.U. and Qualified Purchasers in the USA)
- Set restrictions for excluded countries & investor types
- Maintain regulatory records of marketing compliance
Subscription Documents
Integrated subscription processing
- Investors can complete subscriptions on paper or digitally, as they prefer
- Effortless digital subscriptions for investors as documents are pre-populated with investors’ details
- Integrated workflows for processing, checking and approving subscription documents across operations teams, legal counsel and fund admins
